Mostrar el registro sencillo del documento
Análisis de la accidentalidad aérea civil colombiana (2009 al 2018) mediante la herramienta “Human Factors Analysis and Classifcation System” – HFACS
dc.rights.license | Atribución-NoComercial-SinDerivadas 4.0 Internacional |
dc.contributor.advisor | Agudelo Suárez, Omar Joaquín |
dc.contributor.advisor | García Morales, Diego Manuel |
dc.contributor.advisor | Giraldo Alzate, Johana |
dc.contributor.author | González Agudelo, Mateo |
dc.date.accessioned | 2021-02-10T15:35:58Z |
dc.date.available | 2021-02-10T15:35:58Z |
dc.date.issued | 2020-01-23 |
dc.identifier.citation | González Agudelo, M. (2020). Análisis de la accidentalidad aérea civil colombiana (2009 al 2018) mediante la herramienta “Human Factors Analysis and Classifcation System” – HFACS [Tesis de especialidad, Universidad Nacional de Colombia]. Repositorio Institucional. |
dc.identifier.uri | https://repositorio.unal.edu.co/handle/unal/79178 |
dc.description.abstract | Introduction: Air accidentality has varied its causality. At present, the human factor is responsible for approximately 70 to 80%. Although mechanical or environmental causes have decreased considerably during the 20th century through the implementation of new technologies, accidents caused by human error have not followed the same rate of reduction. The main tool for the analysis of air accidents is the investigation of these. The fact that Human Factors are the main determinants involved in air accidents makes it necessary to have models for their analysis. The application of the "Human Factors Analysis and Classification System" (HFACS) tool to the study of the Human Factors categories in the military field was crucial to improve the operational air safety of the United States Navy and later in other fields of the world aviation. In Colombia, the national information systems of air accidents are far from the human factors approach, as they do not involve them in the different outcomes of the event. Therefore, the issuance of recommendations to this problem becomes unsuccessful and unpredictable. The impact on the specific recognition of the Human Factor after the application of the HFACS tool to the Colombian civil air accident rate will allow renewing and strengthening the epidemiological panorama of the country's aeronautical safety, to provide the respective recommendations at each level and subcategory of human error; so that they are then considered and intervened by the regulatory entities. Materials and methods: Observational, descriptive, cross-sectional study. The reports of civil aviation accidents that occurred in Colombia between January 2009 and December 2018 will be collected. Results: A sample of 136 out of 173 eligible cases was obtained. Ninety-two percent corresponded to Colombian aircraft. Agricultural aviation was the most accident-prone. There were a total of 221 fatalities. The accidents occurred in 24% and 21% in the cruise and maneuver phases, most of them resulting in substantial damage or destruction. Loss of control in flight was the most prevalent type of accident category. When applying HFACS to probable cause, skill-based errors accounted for 33.3%, followed by routine violations and decision errors. Of the contributing factors, the most coded levels were Supervisory Failures and Organizational Influences. Discussion: Compared to Colombian studies, the percentage of fatalities in aviation accidents has improved, however, there is still a little more to go concerning worldwide reports. Agricultural aviation is increasing its participation in the accident rate, being higher in the maneuvering phase. Overall, unsafe acts and preconditions for unsafe acts of probable cause account for 86.7% of the accident rate, with skill-based errors being the most prevalent. Low continuity and experience denoted a higher occurrence of these errors. |
dc.description.abstract | Introducción: La accidentalidad aérea ha variado su causalidad. En la actualidad es el Factor Humano el responsable de aproximadamente el 70 al 80%. Si bien las causas mecánicas o medioambientales han disminuido considerablemente durante el siglo XX mediante la implementación de nuevas tecnologías, los accidentes causados por errores humanos no han seguido el mismo ritmo de reducción. La principal herramienta para el análisis de los accidentes aéreos es la investigación de estos. El hecho que los Factores Humanos sean los principalmente implicados en la accidentalidad aérea, hace necesario disponer de modelos para su análisis. La aplicación de la herramienta “Human Factors Analysis and Classification System” (HFACS) al estudio de las categorías del Factor Humano en el ámbito militar, fueron cruciales para mejorar la seguridad aérea operacional de la infantería de Marina de los Estados Unidos y posteriormente en otras esferas de la aviación mundial. En Colombia los sistemas de información Nacional de los accidentes aéreos distan del enfoque de los factores humanos, al no implicarlos en los diferentes desenlaces del evento. Por tanto, la emisión de recomendaciones a esta problemática se vuelve infructuosa y poco previsible. El impacto en el reconocimiento específico del Factor Humano tras la aplicación de la herramienta HFACS a la accidentalidad aérea civil colombiana, permitirá renovar y afianzar el panorama epidemiológico de la seguridad aeronáutica del país, con el propósito de brindar las recomendaciones respectivas en cada nivel y subcategoría del error humano; para que sean luego consideradas e intervenidas por parte de los entes reguladores. Materiales y métodos: Estudio de tipo observacional, descriptivo de corte. Se recopilarán los informes de accidentes de aviación civil ocurridos en Colombia entre enero de 2009 a diciembre de 2018. Resultados: Se obtuvo una muestra de 136 de 173 elegibles. El 92% correspondían a aeronaves colombianas. La aviación agrícola fue la más accidentada. Hubo un total de 221 fatalidades. Los accidentes ocurrieron en un 24 y 21% en las fases de crucero y maniobra, resultando en su mayoría con daños sustanciales o destruidas. La pérdida de control en vuelo fue el tipo de categoría de accidente más prevalente. Al aplicar HFACS a la causa probable, los errores basados en las habilidades correspondieron al 33.3%, seguido de las violaciones rutinarias y los errores de decisión. De los factores contribuyentes, los niveles mayormente codificados fueron las Fallas en la supervisión y las Influencias Organizacionales. Discusión: En comparación con estudios colombianos, ha mejorado el porcentaje de fatalidades en los accidentes de aviación, sin embargo, falta un poco más respecto a los reportes mundiales. La aviación agrícola está acrecentando su participación en la accidentalidad, siendo mayor en la fase de maniobra. En total los actos inseguros y las precondiciones para actos inseguros de la causa probable explican el 86.7% de la accidentalidad, siendo los errores basados en las habilidades los más prevalentes. La baja continuidad y experiencia denotaron un mayor cometimiento de estos errores. |
dc.format.extent | 132 |
dc.format.mimetype | application/pdf |
dc.language.iso | spa |
dc.rights | Derechos reservados - Universidad Nacional de Colombia |
dc.rights.uri | http://creativecommons.org/licenses/by-nc-nd/4.0/ |
dc.subject.ddc | 387 - Transporte acuático , aéreo, espacial |
dc.title | Análisis de la accidentalidad aérea civil colombiana (2009 al 2018) mediante la herramienta “Human Factors Analysis and Classifcation System” – HFACS |
dc.type | Otro |
dc.rights.spa | Acceso abierto |
dc.type.driver | info:eu-repo/semantics/other |
dc.type.version | info:eu-repo/semantics/acceptedVersion |
dc.publisher.program | Bogotá - Medicina - Especialidad en Medicina Aeroespacial |
dc.description.degreelevel | Especialidades Médicas |
dc.publisher.branch | Universidad Nacional de Colombia - Sede Bogotá |
dc.relation.references | Shappell, SA. & Wiegmann D. U.S. naval aviation mishaps 1977-92: Differences between single- and dual-piloted aircraft. Aviat Space, Environ Med. 1996;67:65–9. |
dc.relation.references | Heinrich, HW. Petersen, D. & Roos N. Industrial accident prevention: A safety management approach. 5th ed. New York: McGraw-Hill; 1980. |
dc.relation.references | Wiegmann DA&, Shappell SA. A Human Error Approach To Aviation Accident Analysis. 2003, editor. Ashgate e-Book; 2003. |
dc.relation.references | Aviation Safety Network (ASN). Colombia air safety profile [Internet]. 2019. Available from: https://aviation-safety.net/database/country/country.php?id=HK |
dc.relation.references | International Civil Aviation Organization. Air Navigation Report [Internet]. 2016. Available from: https://www.icao.int/airnavigation/Documents/ICAO_AN 2016_final_19July.pdf |
dc.relation.references | International Civil Aviation Organization. Outlook for Air Transport to the Year 2025- Cir 313. 2007. |
dc.relation.references | Boeing. Statistical Summary of Commercial Jet Airplane Accidents. Worldwide Operations, 1959 – 2018. 2019. |
dc.relation.references | International Civil Aviation Organization (ICAO). State of Global Aviation Safety. [Internet]. 2019. Available from: https://www.icao.int/safety/Documents/ICAO_SR_2019_29082019.pdf |
dc.relation.references | Garcia - Morales DM. Análisis de Factores Humanos y Accidentalidad Aérea en Colombia. ADREP 2000. Universidad Nacional de Colombia; 2010. |
dc.relation.references | Boeing. Statistical Summary of Commercial Jet Airplane Accidents. Worldwide Operations, 1959 – 2016. Seattle, Washington.; 2017. |
dc.relation.references | Veronneau, Stephen JH. and Ricaurte EM. Aircraft Accidents, Investigation and Prevention . In: David RJ, Johnson, R. Stepanek, J. Fogarty J, editor. Fundamentals of Aerospace Medicine. 4th ed. 2008. p. 552–623. |
dc.relation.references | Sanchez-Alarcos J. Aviation and Human Factors. How to incorporate Human Factors into the Field. 1st ed. CRC Press.; 2020. |
dc.relation.references | International Civil Aviation Organization. Aircraft Accident and Incident Investigation - Annex 13. 2016. |
dc.relation.references | Disposiciones de la Constitución Política de Colombia. Código de Comercio. Libro quinto. Parte Segunda-De la Aeronáutica. 1847–1850 2004. |
dc.relation.references | Unidad Administrativa Especial de la Aeronáutica Civil (UAEAC). Investigación de Accidentes e Incidentes de Aviación - Reglamento Aeronáutico Colombiano. RAC 114 2017 p. 1–80. |
dc.relation.references | Martinussen, Monica. Hunter DR. Aviation Psychology and Human Factors. 2nd ed. Miami: CRC Press.; 2017. |
dc.relation.references | Edwards E. Introductory overview. In: Human Factors in Aviation. Academic P. San Diego, CA; 1988. p. 3–25. |
dc.relation.references | Hawkins F. Human factors in Flight. Aldershot, UK: Ashgate; 1993. |
dc.relation.references | International Civil Aviation Organization (ICAO). Safety Management Manual (SMM). Doc 9859 AN/474. 2012. |
dc.relation.references | Firenze R. Hazard control. Natl Saf News. 1971;104(2):39–42. |
dc.relation.references | National Transportation Safety Board (NTSB). Uncontrolled collision with terrain. American International Airways flight 808, Douglas DC-8-61, N814CK, U.S. Naval Air Station, Guantanamo Bay, Cuba, August 18, 1993. Report Number NTSB/AAR-94-04. Washington, DC; 1994. |
dc.relation.references | Organización Aviación Civil Internacional. Manual para la supervisión de los enfoques de gestión de la fatiga - Doc 9966. Segunda Edición; 2016. |
dc.relation.references | Stoutt, GR. Jr MSFME. Pilot’s Personality Profile: In Search o the “Right Stuff”. The Federal Air Surgeon’s Medical Bulletin. 2001. |
dc.relation.references | Federal Aviation Administration (FAA). Crew Resourse Management. Report number AC120-51B. Washington, DC; 1998. |
dc.relation.references | Bird F. Management guide to loss control. Atlanta, GA.; 1974. |
dc.relation.references | Reason J. Human Error. New York, NY: Cambridge University Press.; 1990. |
dc.relation.references | Shappell S a, Wiegmann D a. The Human Factors Analysis and Classification System – HFACS. Technical Report DOT/FAA/AM-00/7. Security. 2000. Shappell S a, Wiegmann D a. The Human Factors Analysis and Classification System – HFACS. Technical Report DOT/FAA/AM-00/7. Security. 2000. |
dc.relation.references | Shappell, SA. Detwiler, CA. Holcomb, KA. Hackworth, CA. Boquet, AJ. & Wiegmann D. Human Error and Commercial Aviation Accidents: A comprenhensive Fine-grained Analysis Using HFACS. Technical Report DOT/FAA/AM-06/18. Washington, DC; 2006. |
dc.relation.references | Shappell, SA. & Wiegmann D. A human Error Analysis of General Aviation Controlled Flight Into Terrain CFIT. Accidents Occurring Between 1990-1998. DOT/FAA/AM-03/4. Washington, DC; 2003. |
dc.relation.references | Shappell, SA. & Wiegmann D. HFACS analysis of general aviation data 1990-98: Implications for training and safety. Aviat Sp Environ Med. 2002;73:297. |
dc.relation.references | Wiegmann, Douglas A. & Shappell S. A Human Error analysis of Commercial Aviation Accidents Using The Human Factors and Classifications System (HFACS). DOT/FAA/AM-01/3. Washington, DC; 2001. |
dc.relation.references | Gaur D. Human factors and classification system applied to civil aircraft accidents in India. Aviat Sp Environ Med. 2005;76:501–5. |
dc.relation.references | Markou, I. Papadopoulos, I. Pouliezos, N. and Poulimenakis S. Air accidents-incidents human factors analysis: The Greek experience 1983-2003. In: The 18th Annual European Aviation Safety Seminar, Athens, Greece. 2006. |
dc.relation.references | Shappell, Scott A. & Wiegmann DA. The HFACS Framework [Internet]. 2014. Available from: https://www.hfacs.com/hfacs-framework.html |
dc.relation.references | Inglis, M. Sutton, J. and McRandle B. Human Factors Analysis of Australian Aviation Accidents and Comparison with the United States. Aviation Research and Analysis Report -B2004/0321. Canberra, Australia; 2007. |
dc.relation.references | Sánchez - Rubio LM. El estudio del factor humano en accidentes de aviación. Pensam Psicológico. 2010;7(14):141–54. |
dc.relation.references | Marín-Vahos H. Estudio de los accidentes de aviación modalidad taxi aéreo en Colombia usando el sistema de clasificación de factores humano, HFACS. Universidad Nacional; 2006. |
dc.relation.references | International Civil Aviation Organization (ICAO). Rules of the Air. Annex 2 to the convention on International CIvil Aviation. Washington, DC; 2005. |
dc.relation.references | Federal Aviation Administration (FAA). Is an Instrument Rating Necessary? In: Instrument Flying Handbook FAA-H-8083-15B. 2012. p. 12. |
dc.relation.references | IDEAM. Instituto De Hidrología Meteorología Y Estudios Ambientales. Glosario meteorológico. [Internet]. Bogotá, DC.; 2019. Available from: http://www.ideam.gov.co/documents/11769/72085840/Anexo+10.+Glosario+meteorológico.pdf/6a90e554-6607-43cf-8845-9eb34eb0af8e |
dc.relation.references | Berrios-Silva R. Visión nocturna no asistida en aviación. In: Fuerza aérea de Chile., editor. Conceptos básicos de Fisiología de Aviación. 2004. p. 67–72. |
dc.relation.references | Reglamento Aeronáutico Latinoamericano. LAR-121. Requisitos de operación. Requisitos de actualización del peso (masa) y centro de gravedad. 2015 p. 90. |
dc.relation.references | Reglamento Aeronáutico Latinoamericano. LAR-121. Requisitos de operación. Manual de control de mantenimiento. 2015 p. 35. |
dc.relation.references | National Transportation Safety Board (NTSB). Report an Aircraft Accident to the NTSB [Internet]. 2018. Available from: https://www.ntsb.gov/Pages/Report.aspx |
dc.relation.references | Unidad Administrativa Especial de la Aeronáutica Civil (UAEAC). Certificación de aeronaves y componentes de aeronaves - Reglamento Aeronáutico Colombiano. RAC-21 2015 p. 1–80. |
dc.relation.references | Unidad Administrativa Especial de la Aeronáutica Civil (UAEAC). Normas para el otorgamiento del certificado médico aeronáutico - Reglamento Aeronáutico Colombiano. RAC 67 2017 p. 1–74. |
dc.relation.references | International Civil Aviation Organization (ICAO). Manual of Civil Aviation Medicine, Doc 8984. AN/895. Third Edit. Montréal, Quebec, Canada; 2012. 580 p. |
dc.relation.references | Kanki BG. Cognitive functions and human error. In: Sgobba T, editor. First ed. Cambridge MA: Space Safety and Human Performance (Butterworth - Hernemann, ELSEVIER); 2017. p. 17–33. |
dc.relation.references | Unidad Administrativa Especial de la Aeronáutica Civil (UAEAC). Personal Aeronáutico - Reglamento Aeronáutico Colombiano. RAC 2 2019 p. 1–356. |
dc.relation.references | Boeing. The role of Human Factors. [Internet]. AERO Boeing, No. 08. 2008. Available: http://www.boeing.com/commercial/aeromagazine/aero_08/human_story.html |
dc.relation.references | Unidad Administrativa Especial de la Aeronáutica Civil (UAEAC). Identificación de aeronaves y componentes de aeronaves - Reglamento Aeronáutico Colombiano. RAC-45 2018 p. 1–46. |
dc.relation.references | McKenney, D. Prusak, K. Robichaux, L. & Tweeden W. Augmentation Study Committee Final Report to MEC. Developing the Proficiency Model. [Internet]. 2000. Available from: https://www.eurocockpit.be/sites/default/files/Crew-Augmentation-Study-2000.pdf |
dc.relation.references | UAEAC. Centro de Estudios Aeronáuticos [Internet]. 2016. Available from: http://www.centrodeestudiosaeronauticos.edu.co/cea/QuienesSomos/documentos-institucionales |
dc.relation.references | Wiegmann, D. Faaborg, T. Boquet, A. Detwiler, C. Holcomb, K. Shappell S. Human Error and General Aviation Accidents: A Comprehensive, Fine-Grained Analysis Using HFACS. Technical Report DOT/FAA/AM-05/24. Washington, DC; 2005. |
dc.relation.references | Minister of Public Works and Government Services. Post-impact fires resulting from small-aircraft accidents. Aviation Safety Issues Investigation Report SII A05-01. Ottawa.; 2006. |
dc.relation.references | Kelly, K. Efthymiou M. An analysis of human factors in fifty controlled flight into terrain aviation accidents from 2007 to 2017. J Safety Res. 2019;69:155–165. |
dc.relation.references | IATA. Controlled Flight Into Terrain (CFIT) Accident Analysis. [Internet]. 2014. Available from: http://www.iata.org/whatwedo/safety/Documents/CFIT-Report-1st-Ed-2015.pdf |
dc.relation.references | Li, WC. Harris, D. & Yu C. Routes to failure: Analysis of 41 civil aviation accidents from the Republic of China using the human factors analysis and classification system. Accid Anal Prev. 2007;07:1–9. |
dc.relation.references | Fajer, M. Muniz de Almeida, I. FischerI F. Contributive factors to aviation accidents. Rev Saúde Pública. 2011;45(2). |
dc.relation.references | Gonçalves-Filho, AP. Souza, C. Siqueira, E. Anderson, M. Vasconcelos T. Human Factors and Helicopter Accidents: An Analysis Using the Human Factors Analysis and Classification System (HFACS). Springer Int Publ. 2019;786:105–12. |
dc.rights.accessrights | info:eu-repo/semantics/openAccess |
dc.subject.proposal | Human Factors |
dc.subject.proposal | Factores Humanos |
dc.subject.proposal | Accidentalidad aérea |
dc.subject.proposal | Air Accident |
dc.subject.proposal | HFACS |
dc.subject.proposal | HFACS |
dc.subject.proposal | Aerospace Medicine |
dc.subject.proposal | Medicina Aeroespacial |
dc.type.coar | http://purl.org/coar/resource_type/c_1843 |
dc.type.coarversion | http://purl.org/coar/version/c_ab4af688f83e57aa |
dc.type.content | Text |
oaire.accessrights | http://purl.org/coar/access_right/c_abf2 |
Archivos en el documento
Este documento aparece en la(s) siguiente(s) colección(ones)
![Atribución-NoComercial-SinDerivadas 4.0 Internacional](/themes/Mirage2//images/creativecommons/cc-generic.png)